Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yun suk? Claim Your ProfileYun suk Kim is a financial professional with over 20 years of experience in the securities industry. Yun suk Kim currently works as a registered representative for Loop Capital Markets LLC and has held previous roles at several other firms including Rosenblatt Securities Inc., The Benchmark Company, LLC, BREAN CAPITAL, LLC, and Jefferies LLC. Yun suk Kim is registered with the state of New York. Yun suk Kim holds the Series 63, SIE, Series 86, Series 87, and Series 7 licenses. Yun suk Kim has a focus on equity research and transition management services. Loop Capital Markets LLC is a full-service investment bank and brokerage firm headquartered in Chicago, Illinois. The firm provides a range of financial services to institutional and individual clients, including equity research, investment banking, fixed income trading, and prime brokerage.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
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2
NJ
08/18/2020 - Present
Loop Capital Markets LLC (Clark NJ)
NY
07/23/2019 - 08/13/2020
ROSENBLATT SECURITIES INC. (NEW YORK NY)
NY
03/31/2017 - 08/14/2017
THE BENCHMARK COMPANY, LLC (NEW YORK NY)
NY
01/04/2016 - 02/06/2017
BREAN CAPITAL, LLC (NEW YORK NY)
MN
10/06/2015 - 12/24/2015
LAKE STREET CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
NY
07/17/2014 - 10/09/2015
JEFFERIES LLC (NEW YORK NY)
NY
02/18/2014 - 07/22/2014
B. RILEY & CO., LLC (NEW YORK NY)
NY
12/10/2012 - 01/22/2014
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
NY
09/22/2011 - 11/05/2012
THINKEQUITY LLC (NEW YORK NY)
NY
06/16/2010 - 09/08/2011
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
CT
03/13/2009 - 06/25/2010
BROADPOINT AMTECH, INC. (GREENWICH CT)
NY
09/11/2006 - 07/08/2009
PACIFIC GROWTH EQUITIES, LLC (NEW YORK NY)
NY
03/06/2009 - 03/17/2009
WEDBUSH MORGAN SECURITIES INC. (NEW YORK NY)
MO
07/28/2004 - 09/12/2006
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
CA
07/25/2003 - 07/07/2004
THINKEQUITY PARTNERS LLC (SAN FRANCISCO CA)
NY
02/22/2002 - 07/22/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
CT
11/20/2000 - 12/18/2001
ABN AMRO INCORPORATED (STAMFORD CT)
NJ
07/10/2000 - 10/17/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 03/13/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/29/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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