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Yun shya Liao

THE Leaders Group, Inc.

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About Yun shya Liao

Yun shya Liao is a financial professional with over 13 years of experience in the industry. Yun shya Liao is currently registered with The Leaders Group, Inc. and holds Series 6, 7, 26, 63 and 65 licenses. Previously, Yun shya Liao was associated with J.K. FINANCIAL SERVICES, INC., CETERA INVESTMENT SERVICES LLC, GLOBALINK SECURITIES, INC., METLIFE SECURITIES INC. and METROPOLITAN LIFE INSURANCE COMPANY. Yun shya Liao's professional experience spans multiple firms, providing a diverse background in the financial services industry.

Firm Information

Yun shya Liao is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yun shya Liao’s Registration & Firm History

CO

04/26/2024 - Present

THE Leaders Group, Inc. (LITTLETON CO)

CA

08/23/2021 - 04/15/2024

J.K. FINANCIAL SERVICES, INC. (NORCO CA)

CA

10/19/2020 - 05/27/2021

CETERA INVESTMENT SERVICES LLC (SAN GABRIEL CA)

CA

05/04/2015 - 09/30/2020

GLOBALINK SECURITIES, INC. (PASADENA CA)

CA

08/31/2011 - 04/30/2013

GLOBALINK SECURITIES, INC. (ARCADIA CA)

CA

11/01/2006 - 09/25/2009

METLIFE SECURITIES INC. (CITY OF INDUSTRY CA)

CA

11/01/2006 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (CITY OF INDUSTRY CA)

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Licenses & Designations

IA

Issued 11/06/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/03/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/30/2008

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 07/10/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/31/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yun shya Liao.
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