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Yun Li

Morgan Stanley & Co. LLC

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About Yun Li

Yun Li is a financial professional with experience in the securities industry. Yun Li is currently registered with Morgan Stanley & Co. LLC and Wealthpenn.comllc. Yun Li has been in the industry since October 2020. Yun Li holds the Series 16 exam.

Firm Information

Yun Li is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yun Li’s Registration & Firm History

NY

10/22/2020 - Present

Morgan Stanley & Co. LLC (NEW YORK NY)

NJ

12/10/2020 - 09/05/2023

E*TRADE SECURITIES LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 10/22/2020

Series 16 - NYSE Supervisory Analyst Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Yun Li.
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