Invested Better
Unclaimed

Unclaimed

Unclaimed

Yun-jae Hwang

Northern Trust Investments, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Yun-jae? Claim Your Profile

About Yun-jae Hwang

Yun-jae Hwang is an investment advisor representative registered with Northern Trust Investments, Inc. Yun-jae Hwang is also a registered investment advisor in Illinois and Texas. Yun-jae Hwang has been working in the financial industry since 2023. Yun-jae Hwang holds a Series 7TO, Series 63 and Series 65 license. Yun-jae Hwang has previously worked at J.P. Morgan Securities LLC and Johnson & Johnson. Northern Trust Investments, Inc. provides portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Northern Trust Investments, Inc. also provides investment research, index services, and transition management and overlay services.

Firm Information

Yun-jae Hwang is currently registered with Northern Trust Investments, Inc.. Northern Trust Investments, Inc. is an investment advisor with offices in Chicago, IL. The firm provides portfolio management for businesses, individuals, investment companies, and pooled investment vehicles. They also offer a variety of other services including model portfolio provision, investment research, index services, transition management and overlay services, educational seminars, and publication of periodicals. Northern Trust Investments, Inc. manages over $1 trillion in assets for a diverse range of clients including insurance companies, investment companies, charitable organizations, high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth, pension and profit-sharing plans, and sovereign wealth funds and foreign official institutions. The firm participates in wrap fee programs.
Northern Trust Investments, Inc.

50 S LASALLE STREET

CHICAGO, IL 60603-1008

$1.02T

Assets Under Management

65

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

portfolio management for investment companies

Strategic management for diversified investment portfolios.

check

model portfolio provider, investment research,index services, transition management and overlay services

Model portfolio provider, investment research,index services, transition management and overlay services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

check

other

Transition management service fees

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Yun-jae Hwang’s Registration & Firm History

IL

10/24/2024 - Present

Northern Trust Investments, Inc. (CHICAGO IL)

Not sure if Yun-jae Hwang is right for you?

Licenses & Designations

IA

Issued 04/08/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/10/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/25/2023

Series 7TO - General Securities Representative Examination

BC

Issued 03/15/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Yun-jae Hwang.
Not sure if Yun-jae Hwang is right for you?