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Yun Chu Coughlin

Hazard & Siegel, Inc.

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About Yun Chu Coughlin

Yun Coughlin has been in the financial services industry since February 1997. Yun is currently registered with Hazard & Siegel, Inc. in DeWitt, NY. Yun has been with Hazard & Siegel, Inc. since September 2011. Yun is registered with the state of New York and holds Series 6 and Series 63 registrations. Yun also holds the SIE exam. Yun has previously been employed by NEXT FINANCIAL GROUP, INC., NATIONAL PLANNING CORPORATION and FINANCIAL NETWORK INVESTMENT CORPORATION.

Firm Information

Yun Coughlin is currently registered with Hazard & Siegel, Inc.. Hazard & Siegel, Inc. is a corporation formed on June 15, 1971, with a presence in 42 states and registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

42

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yun Coughlin’s Registration & Firm History

NY

09/30/2011 - Present

Hazard & Siegel, Inc. (DEWITT NY)

NY

02/11/2002 - 09/01/2011

NEXT FINANCIAL GROUP, INC. (WILLIAMSVILLE NY)

CA

05/14/1999 - 12/20/2001

NATIONAL PLANNING CORPORATION (LOS ANGELES CA)

CA

11/27/1996 - 05/14/1999

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

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Licenses & Designations

BC

Issued 12/16/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/26/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Yun Chu Coughlin. Review regulatory record here.
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