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Yumiko M Yamamoto-hodges

Mizuho Securities USA LLC

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About Yumiko M Yamamoto-hodges

Yumiko Yamamoto-hodges is a registered representative with Mizuho Securities USA LLC. Yumiko is registered with FINRA as well as the state of New York. Yumiko is registered to offer a variety of investment products and services, including investment banking, securities, and more. Yumiko has been in the industry since 2019 and is currently working out of the firm’s New York office.

Firm Information

Yumiko Yamamoto-hodges is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yumiko Yamamoto-hodges’s Registration & Firm History

NY

07/30/2019 - Present

Mizuho Securities USA LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/13/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/30/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 03/30/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yumiko M Yamamoto-hodges.
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