Unclaimed
Yumiko Yamamoto-hodges is a registered representative with Mizuho Securities USA LLC. Yumiko is registered with FINRA as well as the state of New York. Yumiko is registered to offer a variety of investment products and services, including investment banking, securities, and more. Yumiko has been in the industry since 2019 and is currently working out of the firm’s New York office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/30/2019 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 09/13/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/30/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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