Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yumi? Claim Your ProfileYumi Christina Koh is a financial professional who has been in the industry since 2010. Yumi is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in both Georgia and Texas. Yumi has been registered in the state of Georgia since 2018 and is registered in Texas since 2024. Yumi has worked with a number of firms in the financial industry, including JPMorgan Securities LLC, Bessemer Investor Services, Inc., AIG SunAmerica Capital Services, Inc., Morgan Stanley & Co., Incorporated and Chase Securities Inc. Yumi holds Series 7, 63 and 65 licenses. Yumi has been registered in over 50 states as a Broker and Investment Advisor. Yumi is currently located in Atlanta, GA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
01/02/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ATLANTA GA)
GA
08/13/2018 - 03/03/2023
J.P. MORGAN SECURITIES LLC (Atlanta GA)
NY
10/01/2007 - 08/25/2008
BESSEMER INVESTOR SERVICES, INC. (NEW YORK NY)
NY
07/27/2004 - 09/06/2007
BESSEMER INVESTOR SERVICES, INC. (NEW YORK NY)
NJ
10/30/2002 - 07/07/2004
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NY
04/27/1998 - 05/10/2001
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
05/31/1996 - 09/10/1996
CHASE SECURITIES INC. (NEW YORK NY)
IA
Issued 11/6/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/27/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/13/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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