Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yumi? Claim Your ProfileYumi Koh is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc., working from the Atlanta branch office. Yumi has been in the industry since 2010 and has held previous positions at J.P. Morgan Securities LLC, Bessemer Investor Services, Inc., AIG SunAmerica Capital Services, Inc., Morgan Stanley & Co., Incorporated, and Chase Securities Inc. Yumi has passed both Series 63 and Series 65 exams and Series 7 and SIE exams. Yumi specializes in portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
01/02/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ATLANTA GA)
GA
08/13/2018 - 03/03/2023
J.P. MORGAN SECURITIES LLC (Atlanta GA)
NY
10/01/2007 - 08/25/2008
BESSEMER INVESTOR SERVICES, INC. (NEW YORK NY)
NY
07/27/2004 - 09/06/2007
BESSEMER INVESTOR SERVICES, INC. (NEW YORK NY)
NJ
10/30/2002 - 07/07/2004
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NY
04/27/1998 - 05/10/2001
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
05/31/1996 - 09/10/1996
CHASE SECURITIES INC. (NEW YORK NY)
IA
Issued 11/06/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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