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Yumeng Shan

Blackrock Investments, LLC

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About Yumeng Shan

Yumeng Shan is a registered representative with Blackrock Investments, LLC. Yumeng Shan is registered to sell securities in 53 states. Yumeng Shan passed the Series 7TO, Series 22TO, and Series 63 exams. Yumeng Shan joined the industry on August 14, 2023.

Firm Information

Yumeng Shan is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yumeng Shan’s Registration & Firm History

NY

08/15/2023 - Present

Blackrock Investments, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/26/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/15/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 08/15/2023

Series 7TO - General Securities Representative Examination

BC

Issued 06/01/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yumeng Shan.
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