Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yuliana? Claim Your ProfileYuliana Soto is a financial professional with over 15 years of experience in the industry. Soto is currently registered with Fidelity Personal and Workplace Advisors, and has previously been registered with TD Ameritrade, Inc. and Scottrade, Inc. Soto is a Series 66 and 63 licensed professional and holds the Series 7, 9, 10, and 24 licenses. Soto is currently registered with the states of Texas and Florida as an Investment Advisor Representative. Yuliana Soto has a strong background in providing financial planning, portfolio management for businesses and individuals, and educational seminars. Soto is dedicated to providing personalized financial advice and guidance to help her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
03/08/2022 - Present
Fidelity Personal AND Workplace Advisors (DAVIE FL)
FL
09/04/2018 - 01/06/2021
TD AMERITRADE, INC. (FT. LAUDERDALE FL)
FL
12/08/2003 - 10/07/2016
SCOTTRADE, INC. (PLANTATION FL)
BOTH
Issued 03/03/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/11/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/06/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/10/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Yuliana Soto is the right advisor for you? Invested Better is here to help.
