Unclaimed
Yukyi Susan Lai is a financial advisor with over 25 years of experience in the financial industry. Yukyi Susan Lai is currently registered with Nylife Securities LLC in Tucson, Arizona. Yukyi Susan Lai holds the Series 6, Series 63, and SIE licenses. Yukyi Susan Lai has been registered in Arizona since September 1997 and has also been registered in several other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
08/20/1997 - Present
Nylife Securities LLC (TUCSON AZ)
BC
Issued 05/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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