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Yukyi Susan Lai

Nylife Securities LLC

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About Yukyi Susan Lai

Yukyi Susan Lai is a financial advisor with over 25 years of experience in the financial industry. Yukyi Susan Lai is currently registered with Nylife Securities LLC in Tucson, Arizona. Yukyi Susan Lai holds the Series 6, Series 63, and SIE licenses. Yukyi Susan Lai has been registered in Arizona since September 1997 and has also been registered in several other states.

Firm Information

Yukyi Lai is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yukyi Lai’s Registration & Firm History

AZ

08/20/1997 - Present

Nylife Securities LLC (TUCSON AZ)

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Licenses & Designations

BC

Issued 05/19/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Yukyi Susan Lai. Review regulatory record here.
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