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Yuko Fujinami

Daiwa Capital Markets America Inc.

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About Yuko Fujinami

Yuko Fujinami is a registered representative with Daiwa Capital Markets America Inc. based in NEW YORK, NY. Yuko has been in the securities industry since March 23, 2018. Prior to joining Daiwa Capital Markets America Inc., Yuko was employed by MORGAN STANLEY and MORGAN STANLEY & CO. LLC. Yuko has passed the Series 16 exam.

Firm Information

Yuko Fujinami is currently registered with Daiwa Capital Markets America Inc.. Daiwa Capital Markets America Inc. is a corporation formed on December 8, 1964, and is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. The firm has been approved by the SEC and has a total of 53 registrations.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yuko Fujinami’s Registration & Firm History

NY

04/27/2019 - Present

Daiwa Capital Markets America Inc. (NEW YORK NY)

NY

08/10/2012 - 08/12/2013

MORGAN STANLEY (PURCHASE NY)

NY

07/10/2012 - 07/26/2013

MORGAN STANLEY & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/27/2019

Series 16 - NYSE Supervisory Analyst Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yuko Fujinami.
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