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Yukio Johnson

Deutsche Bank Securities Inc.

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About Yukio Johnson

Yukio Johnson is a financial professional with over 18 years of experience in the industry. Yukio is currently registered with Deutsche Bank Securities Inc. and has previously held positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, UnionBanc Investment Services, LLC, Wells Fargo Advisors, LLC, and Citigroup Global Markets Inc. Yukio holds a Series 7, Series 6, Series 63, and Series 66 license. Yukio has a strong understanding of the financial markets and is committed to providing clients with personalized investment advice and guidance.

Firm Information

Yukio Johnson is currently registered with Deutsche Bank Securities Inc.. Deutsche Bank Securities Inc. is a corporation headquartered in New York, NY, United States. The firm was formed on December 29, 1971, and provides advisory services in equity & debt research, macro research, quant strategy, multi-asset research, and catalyst calls. They have a significant number of registered representatives (1,304) and investment advisory functions (149) and manage more than $50 billion in assets.
Deutsche Bank Securities Inc.

1 COLUMBUS CIRCLE

NEW YORK, NY 10019

Not reported

Assets Under Management

33

Total Clients

319

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Hard dollar payments for research

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Yukio Johnson’s Registration & Firm History

CA

09/18/2023 - Present

Deutsche Bank Securities Inc. (SAN FRANCISCO CA)

CA

09/15/2017 - 08/08/2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALNUT CREEK CA)

CA

08/31/2010 - 08/07/2017

UNIONBANC INVESTMENT SERVICES, LLC (SAN RAFAEL CA)

CA

03/26/2008 - 07/26/2010

WELLS FARGO ADVISORS, LLC (CORTE MADERA CA)

CA

05/29/2007 - 03/06/2008

CITIGROUP GLOBAL MARKETS INC. (SAN RAFAEL CA)

CA

07/21/2004 - 05/29/2007

CITICORP INVESTMENT SERVICES (SAN RAFAEL CA)

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Licenses & Designations

BOTH

Issued 02/25/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/22/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/2017

Series 7 - General Securities Representative Examination

BC

Issued 07/20/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Yukio Johnson.
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