Unclaimed
Yukiko Horii is a registered representative with Mufg Securities Americas Inc. Yukiko has been in the securities industry since September 16, 2010 and is licensed to conduct business in New York. Yukiko has passed the Series 63, Series 7 and SIE exams. Yukiko currently works at the firm's New York branch located at 1221 Avenue of the Americas, 6th Floor in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/16/2010 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
BC
Issued 10/19/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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