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Yukiko Horii

Mufg Securities Americas Inc.

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About Yukiko Horii

Yukiko Horii is a registered representative with Mufg Securities Americas Inc. Yukiko has been in the securities industry since September 16, 2010 and is licensed to conduct business in New York. Yukiko has passed the Series 63, Series 7 and SIE exams. Yukiko currently works at the firm's New York branch located at 1221 Avenue of the Americas, 6th Floor in New York, NY.

Firm Information

Yukiko Horii is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yukiko Horii’s Registration & Firm History

NY

09/16/2010 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/19/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Yukiko Horii.
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