Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yuki? Claim Your ProfileYuki Takahashi is a registered representative currently affiliated with Mizuho Securities USA LLC. Yuki has been in the industry since December 1, 2018. Yuki has passed the Series 7, Series 63, SIE, and Series 7TO exams and is currently registered with the state of New York. Previously, Yuki was associated with SMBC Nikko Securities America, Inc. and The Nikko Securities Co. International, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/03/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
07/20/2020 - 04/03/2023
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
NY
07/10/1997 - 02/25/1999
THE NIKKO SECURITIES CO. INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 05/01/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/20/2020
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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