Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yuki? Claim Your ProfileYuki Arai is a registered representative with Smbc Nikko Securities America, Inc. Yuki has been working in the securities industry since 2022. Yuki holds the Series 63, Series 79TO, and SIE exams and is registered with the Financial Industry Regulatory Authority (FINRA) and 51 state securities regulators. Yuki is located in New York, NY and is currently registered with Smbc Nikko Securities America, Inc. and is registered in all states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/10/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
10/31/2022 - 11/21/2023
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
BC
Issued 11/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/02/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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