Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yuka? Claim Your ProfileYuka Kimoto is a financial professional with over 20 years of experience in the financial industry. Yuka is currently registered with Tncp, LLC as a broker-dealer. Previously, Yuka has worked at Mitsubishi UFJ Securities (USA), Inc., Daiwa Securities America Inc., and The Bridgeford Group, Inc. Yuka holds Series 7, Series 79TO, Series 63 and SIE licenses. Yuka Kimoto is currently registered in Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
05/27/2024 - Present
Tncp, LLC (STAMFORD CT)
NY
05/10/2005 - 10/26/2010
MITSUBISHI UFJ SECURITIES (USA), INC. (NEW YORK NY)
NY
05/26/2004 - 05/06/2005
DAIWA SECURITIES AMERICA INC. (NEW YORK NY)
NY
09/22/2003 - 05/19/2004
THE BRIDGEFORD GROUP, INC. (NEW YORK NY)
BC
Issued 06/01/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/01/2024
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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