Unclaimed
Yujing Xiao is a financial professional with over 10 years of experience in the industry. Yujing has held positions at several prominent firms, including RBC Capital Markets, LLC, Deutsche Bank Securities Inc., and Barclays Capital Inc. Yujing is currently registered with Blackrock Execution Services. Yujing is a Series 3, 7, 24 and 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/11/2019 - Present
Blackrock Execution Services (NEW YORK NY)
NY
06/24/2015 - 07/12/2019
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
05/24/2011 - 06/17/2015
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/18/2008 - 05/05/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 09/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2009
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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