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Yuichiro Hamasaki

Mizuho Securities USA LLC

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About Yuichiro Hamasaki

Yuichiro Hamasaki is a financial professional with over 25 years of experience in the securities industry. Yuichiro currently works at Mizuho Securities USA LLC as a Registered Representative and has been with the firm since April 2009. Yuichiro has also held previous positions at Shinko Securities (U.S.A.) Inc., New Japan Securities International Inc., and Wako Securities(America), Inc.. Yuichiro holds FINRA Series 3, 7, 24, and 27 licenses and is registered in New York. Yuichiro is a highly experienced professional with a proven track record of success in the financial services industry.

Firm Information

Yuichiro Hamasaki is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yuichiro Hamasaki’s Registration & Firm History

NY

04/29/2009 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

11/25/2002 - 05/14/2009

SHINKO SECURITIES (U.S.A.) INC. (NEW YORK NY)

NY

11/01/2000 - 12/31/2000

NEW JAPAN SECURITIES INTERNATIONAL INC. (NEW YORK NY)

NY

07/08/1992 - 05/19/1999

WAKO SECURITIES(AMERICA), INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/03/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/30/2004

Series 24 - General Securities Principal Examination

BC

Issued 07/07/1992

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/30/2008

Series 3 - National Commodity Futures Examination

BC

Issued 02/26/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Yuichiro Hamasaki.
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