Unclaimed
Yuichi Elias Levinson is a registered representative with BGC Financial, LP. Yuichi has been in the securities industry since August 20, 2005. Yuichi is licensed in 8 states. Yuichi is also licensed to conduct business in the following areas: Securities Industry Essentials Examination (SIE), General Securities Representative Examination (Series 7), Limited Representative-Equity Trader Exam (Series 55), Securities Trader Exam (Series 57TO), Operations Professional Examination (Series 99TO).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/04/2017 - Present
BGC Financial, LP (NEW YORK NY)
TX
08/01/2014 - 10/31/2016
ODEON CAPITAL GROUP LLC (Austin TX)
NY
07/06/2010 - 05/13/2014
HEIGHT SECURITIES, LLC (NEW YORK NY)
NY
02/19/2009 - 06/22/2010
LIGHTHOUSE FINANCIAL GROUP, LLC (NEW YORK NY)
NJ
06/03/2008 - 01/06/2009
ICAP CORPORATES LLC (JERSEY CITY NJ)
NY
02/02/2005 - 06/16/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 05/06/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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