Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yuichi? Claim Your ProfileYuichi Abe is a securities professional with over 20 years of experience in the industry. Yuichi Abe is currently registered with MUFG Securities Americas Inc. in New York, NY. Yuichi Abe has held previous positions at DAIWA CAPITAL MARKETS AMERICA INC. and THE NIKKO SECURITIES CO. INTERNATIONAL, INC. Yuichi Abe is licensed to conduct business in 51 states. Yuichi Abe has passed a number of industry exams, including the Series 7, Series 3, Series 55, Series 57TO and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/03/2012 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
05/19/2000 - 12/22/2011
DAIWA CAPITAL MARKETS AMERICA INC. (NEW YORK NY)
NY
01/10/1989 - 04/11/1995
THE NIKKO SECURITIES CO. INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 04/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/18/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/21/1999
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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