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Yuhong Liu

Morgan Stanley & Co. LLC

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About Yuhong Liu

Yuhong Liu is a registered representative of Morgan Stanley & Co. LLC, having started their career with the firm on September 25, 2023. Yuhong Liu passed the Securities Industry Essentials Examination and the Investment Banking Registered Representative Examination and has been in the financial services industry for less than a year.

Firm Information

Yuhong Liu is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yuhong Liu’s Registration & Firm History

CA

09/25/2023 - Present

Morgan Stanley & Co. LLC (San Francisco CA)

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Licenses & Designations

BC

Issued 09/23/2023

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/2023

Series 79TO - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yuhong Liu.
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