Unclaimed
Yugo Yoshimura is a registered representative at MUFG Securities Americas Inc. with over 5 years of experience in the securities industry. Yugo holds Series 7, 79 and 63 licenses, along with the SIE. Yugo has been registered with FINRA since 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/11/2024 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
11/08/2018 - 12/26/2023
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
BC
Issued 12/20/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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