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Yugo Yoshimura

Mufg Securities Americas Inc.

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About Yugo Yoshimura

Yugo Yoshimura is a registered representative at MUFG Securities Americas Inc. with over 5 years of experience in the securities industry. Yugo holds Series 7, 79 and 63 licenses, along with the SIE. Yugo has been registered with FINRA since 2018.

Firm Information

Yugo Yoshimura is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yugo Yoshimura’s Registration & Firm History

NY

01/11/2024 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

11/08/2018 - 12/26/2023

MUFG SECURITIES AMERICAS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/20/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/11/2019

Series 7TO - General Securities Representative Examination

BC

Issued 11/09/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/2018

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Yugo Yoshimura.
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