Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yuen yuen? Claim Your ProfileYuen yuen Ong is a securities professional with over 6 years of experience in the financial services industry. Yuen yuen is currently registered with UBS Securities LLC as a representative and has previously worked with Commerz Markets LLC. Yuen yuen holds the Series 99 and SIE licenses. Yuen yuen's career began with UBS Securities LLC in Stamford, Connecticut and then moved on to Commerz Markets LLC in New York, NY before returning to UBS Securities LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/23/2019 - Present
UBS Securities LLC (NEW YORK NY)
NY
03/17/2015 - 12/05/2018
COMMERZ MARKETS LLC (NEW YORK NY)
CT
05/02/2012 - 03/18/2015
UBS SECURITIES LLC (STAMFORD CT)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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