Unclaimed
Yue Lin is an investment advisor representative with Pruco Securities, LLC. Yue has been in the securities industry since 2009 and has a range of licenses including Series 7, 63, 65, and SIE. Yue is registered in New Jersey, New York, Pennsylvania and Texas. Yue has experience with individuals, trusts and estates, high-net-worth individuals, and businesses. Yue provides financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NJ
09/20/2023 - Present
Pruco Securities, LLC (EAST BRUNSWICK NJ)
IL
10/22/2003 - 05/13/2009
ASSENT LLC (BOLINGBROOK IL)
NY
03/03/2000 - 10/21/2003
WORLDCO, L.L.C. (NEW YORK NY)
IA
Issued 08/27/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/30/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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