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Yue Jin Chen

U.s. Bancorp Investments, Inc.

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About Yue Jin Chen

Yue Jin Chen is a financial professional registered with U.s. Bancorp Investments, Inc. in Charlotte, NC. Yue holds a Series 79 license for investment banking, a Series 63 license for uniform securities agent state law, and a SIE license. Yue is an active member of the securities industry since December 23, 2015. Before joining U.S. Bancorp Investments, Inc., Yue was previously registered with MUFG SECURITIES AMERICAS INC. in Los Angeles, CA and BTMU SECURITIES, INC. in New York, NY.

Firm Information

Yue Chen is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Yue Chen’s Registration & Firm History

NC

02/01/2023 - Present

U.s. Bancorp Investments, Inc. (Charlotte NC)

CA

04/01/2017 - 12/05/2022

MUFG SECURITIES AMERICAS INC. (Los Angeles CA)

NY

10/27/2015 - 04/01/2017

BTMU SECURITIES, INC. (New York NY)

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Licenses & Designations

BC

Issued 11/20/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/27/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yue Jin Chen.
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