Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yue? Claim Your ProfileYue Fiona Yang is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. She has been in the securities industry since February 5, 2021. Yue holds both Series 63 and 65 licenses, and she is registered in several states, including Virginia, Texas, and Maryland. Yue specializes in helping individuals, high-net-worth individuals, and businesses with their financial planning and investment management needs. Yue is also a registered representative with the firm and has experience in insurance and investment products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
07/27/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ALEXANDRIA VA)
MD
10/14/2021 - 04/12/2022
PRINCIPAL SECURITIES, INC. (BETHESDA MD)
BC
Issued 10/30/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/21/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/14/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/12/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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