Unclaimed
Yue-chung Siu is a financial professional with over 13 years of experience in the industry. Yue-chung holds a Series 6, 7, and 63 license, and is registered to offer securities products and services in all 50 states. Yue-chung currently works with Vanguard Marketing Corp. Prior to joining Vanguard Marketing Corp., Yue-chung was with FIRST INVESTORS CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
05/25/2011 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
04/16/2010 - 03/01/2011
FIRST INVESTORS CORPORATION (PHILADELPHIA PA)
BC
Issued 05/03/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2011
Series 7 - General Securities Representative Examination
BC
Issued 04/15/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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