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Yue-chung Siu

Vanguard Marketing Corp.

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About Yue-chung Siu

Yue-chung Siu is a financial professional with over 13 years of experience in the industry. Yue-chung holds a Series 6, 7, and 63 license, and is registered to offer securities products and services in all 50 states. Yue-chung currently works with Vanguard Marketing Corp. Prior to joining Vanguard Marketing Corp., Yue-chung was with FIRST INVESTORS CORPORATION.

Firm Information

Yue-chung Siu is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yue-chung Siu’s Registration & Firm History

PA

05/25/2011 - Present

Vanguard Marketing Corp. (MALVERN PA)

PA

04/16/2010 - 03/01/2011

FIRST INVESTORS CORPORATION (PHILADELPHIA PA)

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Licenses & Designations

BC

Issued 05/03/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/2011

Series 7 - General Securities Representative Examination

BC

Issued 04/15/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yue-chung Siu.
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