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Yubo Lu

Tradeup Securities, Inc.

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About Yubo Lu

Yubo Lu is a registered representative with Tradeup Securities, Inc. Yubo has been in the securities industry since 2020. Yubo holds the SIE, Series 57TO and Series 99TO licenses. Yubo is also a registered representative with US Tiger Securities, Inc..

Firm Information

Yubo Lu is currently registered with Tradeup Securities, Inc.. Tradeup Securities, Inc. is a corporation formed on September 3, 1986. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yubo Lu’s Registration & Firm History

NJ

02/14/2020 - Present

Tradeup Securities, Inc. (ROSELAND NJ)

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Licenses & Designations

BC

Issued 12/09/2022

Series 57TO - Securities Trader Exam

BC

Issued 02/14/2020

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/2019

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Yubo Lu.
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