Unclaimed
Yubo Lu is a registered representative with Tradeup Securities, Inc. Yubo has been in the securities industry since 2020. Yubo holds the SIE, Series 57TO and Series 99TO licenses. Yubo is also a registered representative with US Tiger Securities, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
02/14/2020 - Present
Tradeup Securities, Inc. (ROSELAND NJ)
BC
Issued 12/09/2022
Series 57TO - Securities Trader Exam
BC
Issued 02/14/2020
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2019
Series 99TO - Operations Professional Examination
Active
Inactive
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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