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Yuanyu Liu

Moomoo Financial Inc.

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About Yuanyu Liu

Yuanyu Liu is a financial professional licensed to conduct business in New Jersey. Yuanyu holds the Series 7TO, Series 63, Series 4, and SIE licenses and is currently registered with Moomoo Financial Inc. based in Jersey City, NJ. Yuanyu has been in the financial services industry since March 13, 2024.

Firm Information

Yuanyu Liu is currently registered with Moomoo Financial Inc.. Moomoo Financial Inc. is a Corporation that was formed on December 17, 2015. It is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yuanyu Liu’s Registration & Firm History

NJ

03/14/2024 - Present

Moomoo Financial Inc. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 04/04/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/29/2024

Series 4 - Registered Options Principal Examination

BC

Issued 03/14/2024

Series 7TO - General Securities Representative Examination

BC

Issued 02/06/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yuanyu Liu.
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