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Yuan Li Conde

Transamerica Financial Advisors, Inc.

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About Yuan Li Conde

Yuan Li Conde is an active Registered Representative and Investment Adviser Representative with Transamerica Financial Advisors, Inc. Yuan has been in the securities industry since May 2003. Yuan is licensed to sell securities in several states including California, North Carolina, Ohio, and Texas. Yuan also holds several professional licenses, including Series 6, 63, 65, and 26. Yuan has experience working with a wide range of clients, including high-net-worth individuals, corporations, and pension plans. Yuan is committed to providing their clients with personalized financial advice and investment solutions.

Firm Information

Yuan Conde is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Yuan Conde’s Registration & Firm History

OH

10/19/2021 - Present

Transamerica Financial Advisors, Inc. (COLUMBUS OH)

GA

05/22/2003 - 01/06/2012

WORLD GROUP SECURITIES, INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 07/31/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/08/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/17/2015

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yuan Li Conde.
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