Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yuan? Claim Your ProfileYuan Gong is a financial professional with over 19 years of experience in the securities industry. Gong currently holds a Series 7, Series 24, and Series 66 license. Gong has been registered with Nylife Securities LLC since August 25, 2009. Prior to joining Nylife Securities LLC, Gong was previously registered with White Pacific Securities, Inc. and PCI*TRADE SECURITIES. Gong is registered with the state of California. Gong's current office location is in San Jose, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/25/2009 - Present
Nylife Securities LLC (SAN JOSE CA)
CA
06/07/2004 - 09/30/2008
WHITE PACIFIC SECURITIES, INC. (SAN FRANCISCO CA)
CA
08/06/2003 - 03/02/2004
PCI*TRADE SECURITIES (MILPITAS CA)
BOTH
Issued 09/04/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/02/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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