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Yu Zhang

HRT Financial LP

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About Yu Zhang

Yu Zhang is a financial professional with over 4 years of experience in the securities industry. Yu has been registered with HRT Financial LP since February 2024. Prior to that, Yu worked for HAP Trading, LLC from January 2019 to December 2023. Yu has passed the Securities Industry Essentials Examination (SIE) and the Securities Trader Exam (Series 57TO). Yu holds multiple registrations with various self-regulatory organizations. Yu is dedicated to providing clients with the highest quality financial advice and services.

Firm Information

Yu Zhang is currently registered with HRT Financial LP. HRT Financial LP is a Partnership formed on August 10, 2009. The firm has been approved for SEC registration and has 9 Regulatory Events on file.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yu Zhang’s Registration & Firm History

NY

02/14/2024 - Present

HRT Financial LP (New York NY)

NY

10/09/2021 - 12/18/2023

HAP TRADING, LLC (NEW YORK NY)

NY

01/25/2019 - 03/10/2021

HAP TRADING, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/25/2019

Series 57TO - Securities Trader Exam

BC

Issued 01/12/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Yu Zhang.
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