Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yu? Claim Your ProfileYu Li is a financial advisor with B. Riley Wealth Advisors, Inc., a firm registered with the SEC. Yu Li has been in the financial industry since 2006. Yu Li is registered with FINRA and the state of New York. Yu Li holds the Series 63, 65, 7, and SIE licenses. Yu Li specializes in portfolio management for individuals and businesses, as well as financial planning and pension consulting. Yu Li is also a registered representative with B. Riley Wealth Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/15/2024 - Present
B. Riley Wealth Advisors, Inc. (Mineola NY)
NY
09/04/2006 - 01/08/2008
OPUS TRADING FUND LLC (JERICHO NY)
IA
Issued 05/14/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/18/2023
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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