Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yu-sun? Claim Your ProfileYu-sun Chan is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Yu-sun has over 15 years of experience in the financial services industry. Yu-sun is a Series 6, 7 and 66 licensed representative and is also registered in several states. Yu-sun provides a range of financial services, including investment advice, portfolio management, and retirement planning. Yu-sun has previously worked with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC and FIDELITY BROKERAGE SERVICES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/16/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WALNUT CREEK CA)
CA
01/02/2018 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (OAKLAND CA)
CA
12/12/2011 - 12/11/2017
FIDELITY BROKERAGE SERVICES LLC (PALO ALTO CA)
NJ
01/21/2009 - 11/14/2011
METLIFE SECURITIES INC. (FORT LEE NJ)
BOTH
Issued 02/17/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/23/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2011
Series 7 - General Securities Representative Examination
BC
Issued 01/20/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Yu-sun Chan is the right advisor for you? Invested Better is here to help.
