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Yu shuang Chang

Cetera Investment Services LLC

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About Yu shuang Chang

Yu shuang Chang is a registered representative with Cetera Investment Services LLC in Westmont, Illinois. Yu shuang has been in the securities industry since 2010. Yu shuang has passed the Series 6, Series 63 and SIE exams and is registered with the state of Illinois. Yu shuang was previously employed at LPL FINANCIAL LLC in Westmont, Illinois.

Firm Information

Yu shuang Chang is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yu shuang Chang’s Registration & Firm History

IL

09/25/2017 - Present

Cetera Investment Services LLC (WESTMONT IL)

IL

02/28/2017 - 09/25/2017

LPL FINANCIAL LLC (WESTMONT IL)

IL

02/15/2010 - 02/28/2017

CETERA INVESTMENT SERVICES LLC (WESTMONT IL)

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Licenses & Designations

BC

Issued 05/29/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/13/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yu shuang Chang.
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