Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yu? Claim Your ProfileYu Shen is a registered representative with Wells Fargo Securities, LLC. Yu holds the Series 63, SIE, and Series 79 licenses. Yu is licensed to conduct business in all 50 states and the District of Columbia. Yu's first day in the industry was October 1st, 2017, and has been with Wells Fargo Securities, LLC since October 2nd, 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/02/2017 - Present
Wells Fargo Securities, LLC (New York NY)
BC
Issued 10/06/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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