Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yu shan? Claim Your ProfileYu shan Jou is a financial advisor with over 20 years of experience in the industry. Yu shan currently works at Morgan Stanley and has previously held positions at METLIFE SECURITIES INC., CENTURY PACIFIC SECURITIES, INC., ETECH SECURITIES, INC., NEW ENGLAND SECURITIES, SIGNATOR INVESTORS, INC., ACE DIVERSIFIED CAPITAL, INC., BROOKFIELD SECURITIES, INC., THOMAS GREEN SECURITIES, INC., and MIDWEST DISCOUNT BROKERS INC. Yu shan holds the Series 7, 9, 10, 24, 55, 63, and 65 licenses. Yu shan has a broad base of experience serving clients including individuals, high-net-worth individuals, corporations, and other institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WA
04/16/2015 - Present
Morgan Stanley (Bellevue WA)
WA
05/14/2007 - 07/22/2014
METLIFE SECURITIES INC. (BELLEVUE WA)
WA
12/01/2004 - 05/07/2007
CENTURY PACIFIC SECURITIES, INC. (SEATTLE WA)
CA
09/17/2004 - 01/27/2005
ETECH SECURITIES, INC. (PASADENA CA)
NY
06/04/2002 - 07/13/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
12/04/2001 - 03/15/2002
SIGNATOR INVESTORS, INC. (BOSTON MA)
CA
06/25/2001 - 10/29/2001
ACE DIVERSIFIED CAPITAL, INC. (SAN GABRIEL, CA)
CA
02/02/2000 - 05/24/2001
BROOKFIELD SECURITIES, INC. (CITY OF INDUSTRY CA)
CA
05/13/1999 - 01/12/2000
THOMAS GREEN SECURITIES, INC. (LOS ANGELES CA)
NY
12/06/1996 - 10/20/1997
MIDWEST DISCOUNT BROKERS INC. (NEW YORK NY)
IA
Issued 04/16/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/24/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/25/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/05/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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