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Yu ju Chen

Transamerica Financial Advisors, Inc.

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About Yu ju Chen

Yu ju Chen is an active financial advisor registered with Transamerica Financial Advisors, Inc. Yu ju has been in the industry for over 10 years and is licensed to provide financial advice in Texas. Yu ju is a Series 6 and Series 63 licensed representative and has passed the SIE exam as well. Yu ju also holds a Series 6TO license, demonstrating her experience with Investment Company Products/Variable Contracts. Yu ju is qualified to provide portfolio management for both individuals and investment companies. Yu ju Chen has been with Transamerica Financial Advisors, Inc. for over 3 years and has worked in the past with J.P. Morgan Securities LLC and Chase Investment Services Corp. Yu ju Chen has a strong background in the financial industry and is dedicated to providing her clients with the best possible financial advice.

Firm Information

Yu ju Chen is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Yu ju Chen’s Registration & Firm History

TX

06/23/2020 - Present

Transamerica Financial Advisors, Inc. (PLANO TX)

TX

12/05/2017 - 06/12/2018

J.P. MORGAN SECURITIES LLC (Frisco TX)

TX

10/01/2012 - 07/18/2017

J.P. MORGAN SECURITIES LLC (PLANO TX)

TX

07/21/2010 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (DALLAS TX)

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Licenses & Designations

BC

Issued 07/28/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/12/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/19/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yu ju Chen.
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