Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yu-hsuan? Claim Your ProfileYu-hsuan Lee is a financial advisor at Charles Schwab & Co., Inc. in Westlake, TX. Yu-hsuan has been in the financial services industry since March 2018. Yu-hsuan holds Series 3, 7, 9, 10, 63, and 66 licenses. Yu-hsuan previously worked at TD Ameritrade, Inc. and Fidelity Investment. Yu-hsuan is registered to provide investment advice in 53 states and the District of Columbia. Yu-hsuan specializes in retirement planning and asset management. Yu-hsuan has a diverse client base, including individuals, families, and businesses. Yu-hsuan is committed to providing clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
10/05/2022 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
03/22/2018 - 05/19/2024
TD AMERITRADE, INC. (Westlake TX)
BOTH
Issued 06/19/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/03/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/21/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/06/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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