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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yu-chia? Claim Your ProfileYu-chia Lin is a financial advisor at Morgan Stanley. Yu-chia has been in the industry since 1989. Yu-chia holds Series 7, 31, and SIE licenses as well as Series 63 and 65. Yu-chia's previous experience includes Merrill Lynch, Pierce, Fenner & Smith Incorporated and E-W Investments, Inc. Yu-chia currently provides financial advice to individual clients, high net worth individuals, corporations, business development companies, insurance companies, pension and profit-sharing plans, and charitable organizations. Yu-chia specializes in asset allocation advice, financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
01/30/2024 - Present
Morgan Stanley (Pasadena CA)
CA
01/26/1990 - 08/23/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PASADENA CA)
CA
11/14/1989 - 02/12/1990
E-W INVESTMENTS, INC. (SAN GABRIEL CA)
IA
Issued 11/21/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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