Unclaimed
Yu Cheng is a registered representative with Scotia Capital (usa) Inc. Yu Cheng is registered in 52 states and is active in the BrokerCheck system. Yu Cheng has been in the securities industry since December 11, 2022. Prior to joining Scotia Capital (usa) Inc., Yu Cheng was employed by UBS Securities LLC. Yu Cheng holds the Series 63, Series 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/29/2024 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
08/19/2022 - 01/04/2024
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 07/25/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/25/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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