Unclaimed
Youqing Liu is a registered representative with Tradeup Securities, Inc. and US Tiger Securities, Inc.. Youqing has been in the securities industry since 2011. Youqing is licensed in Nevada, New Jersey, New York, and North Carolina. Youqing holds FINRA Series 7, 24, 27, 57TO, 63, and 99 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
08/05/2019 - Present
Tradeup Securities, Inc. (ROSELAND NJ)
NY
10/17/2018 - 05/13/2019
HAITONG SECURITIES USA LLC (New York NY)
NY
07/10/2018 - 05/13/2019
HAITONG INTERNATIONAL SECURITIES (USA) INC. (NEW YORK NY)
NY
03/30/2011 - 06/12/2018
CICC US SECURITIES, INC. (NEW YORK NY)
BC
Issued 09/16/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/29/2019
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/22/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2013
Series 99 - Operations Professional Examination
BC
Issued 03/29/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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