Unclaimed
Youngjin Lee is a financial professional with over 30 years of experience in the securities industry. Currently registered with Ace Diversified Capital, Inc., Youngjin has a broad background in various financial services. Youngjin has held positions with several firms including GB Investment Securities, Inc., Etech Securities, Inc., and Hanmi Securities, Inc. Youngjin's focus is on providing investment advice and services to clients in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/23/2010 - Present
ACE Diversified Capital, Inc. (LOS ANGELES CA)
CA
05/15/2009 - 02/18/2011
GB INVESTMENT SECURITIES, INC. (LOS ANGELES CA)
CA
02/08/2005 - 10/23/2009
ETECH SECURITIES, INC. (LOS ANGELES CA)
CA
03/13/2003 - 08/30/2004
HANMI SECURITIES, INC. (LOS ANGELES CA)
CA
08/03/1994 - 12/18/2002
DAEHAN SECURITIES, INC. (LOS ANGELES CA)
NA
07/23/1991 - 08/03/1999
TRIGEM AMERSTOCK CORPORATION
CA
04/05/1991 - 06/06/1991
DAEHAN SECURITIES, INC. (LOS ANGELES CA)
NA
04/23/1990 - 04/03/1991
GREAT KOREA SECURITIES, INC.
NY
07/21/1989 - 01/27/1990
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
07/21/1989 - 01/27/1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
MO
04/10/1989 - 04/29/1989
FFP SECURITIES, INC. (CHESTERFIELD MO)
IA
Issued 12/26/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/1991
Series 24 - General Securities Principal Examination
BC
Issued 04/03/1990
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
BC
Issued 04/07/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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