Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Young? Claim Your ProfileYoung Zoon Kim is a financial professional with over 20 years of experience in the industry. Young is currently registered with RBC Capital Markets, LLC. Young has a strong track record of success in providing financial advice to a wide range of clients, including individuals, families, businesses, and institutions. Young is committed to providing personalized financial advice and helping clients achieve their financial goals. Young's previous employers include Guggenheim Securities, LLC, Deutsche Bank Securities Inc., and UBS Financial Services Inc. Young holds a number of industry licenses and designations, including Series 7, Series 24, Series 63, and Series 99TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/20/2021 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
01/12/2018 - 08/10/2021
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
07/19/2013 - 10/04/2017
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
08/15/2008 - 05/07/2013
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
04/18/2000 - 05/07/2013
UBS SECURITIES LLC (NEW YORK NY)
NJ
07/30/2002 - 08/17/2007
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 05/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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