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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Young? Claim Your ProfileYoung Noh Lee is a financial advisor registered with Cetera Investment Advisers LLC in California. Young Lee has over 27 years of experience in the financial services industry. He is a Series 6, 7, 24, 63 and 65 licensed professional. Young Lee is registered to offer investment advice in several states including Alabama, California, Georgia and Nevada. Young Lee has previously worked with other firms including Tower Square Securities, Inc., Primevest Financial Services, Inc., Signator Investors, Inc., Capital Brokerage Corporation, AXA Advisors, LLC, and The Equitable Life Assurance Society of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (LOS ANGELES CA)
CA
03/12/2007 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (LOS ANGELES CA)
CA
01/04/2007 - 02/27/2007
PRIMEVEST FINANCIAL SERVICES, INC. (LOS ANGELES CA)
CA
07/29/2004 - 01/11/2007
TOWER SQUARE SECURITIES, INC. (LOS ANGELES CA)
MA
03/10/2004 - 07/23/2004
SIGNATOR INVESTORS, INC. (BOSTON MA)
VA
08/29/2002 - 12/31/2003
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
NY
08/03/1995 - 09/19/2002
AXA ADVISORS, LLC (NEW YORK NY)
NY
08/03/1995 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 12/2/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/2/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/27/1999
Series 7 - General Securities Representative Examination
BC
Issued 8/2/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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