Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Young? Claim Your ProfileYoung Moon is an investment advisor representative with LPL Financial LLC and has been in the industry since 2014. Young holds both a Series 66 and Series 63 licenses and has prior experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citigroup Global Markets Inc. Young offers financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management services to individuals, businesses and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/29/2024 - Present
LPL Financial LLC (SACRAMENTO CA)
CA
10/20/2022 - 03/18/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
CA
01/11/2016 - 11/18/2016
CITIGROUP GLOBAL MARKETS INC. (Los Angeles CA)
CA
02/21/2014 - 12/15/2015
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
BOTH
Issued 11/18/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/05/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/01/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/20/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/10/2022
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Young Moon is the right advisor for you? Invested Better is here to help.
