Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Young? Claim Your ProfileYoung Min Ku is a registered representative with Wells Fargo Securities, LLC. Ku has over 15 years of experience in the securities industry. Ku is currently registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, 7, 86, 87 and SIE licenses. Ku is also registered in all 50 states and the District of Columbia. Ku is a highly experienced professional and is dedicated to providing clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/16/2021 - Present
Wells Fargo Securities, LLC (New York NY)
MD
05/18/2007 - 02/12/2016
WELLS FARGO SECURITIES, LLC (BALTIMORE MD)
MD
10/28/2002 - 12/17/2004
M&T SECURITIES, INC. (BALTIMORE MD)
BC
Issued 10/19/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2021
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/12/2021
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2021
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 05/17/2007
Series 7 - General Securities Representative Examination
BC
Issued 10/26/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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