Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Young? Claim Your ProfileYoung M Chung is a financial advisor with over 20 years of experience in the industry. Chung is currently registered with RBC Capital Markets, LLC in Palm Desert, CA. Young M Chung has previously held positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Investments, LLC, UBS Financial Services Inc., U.S. Bancorp Piper Jaffray Inc., Morgan Stanley DW Inc., and Prudential Securities Incorporated. Chung holds several industry licenses including Series 3, 7, 31, 63, 65, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
01/06/2016 - Present
RBC Capital Markets, LLC (PALM DESERT CA)
CA
01/02/2009 - 01/07/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (INDIAN WELLS CA)
CA
04/10/2008 - 12/09/2008
WELLS FARGO INVESTMENTS, LLC (TEMECULA CA)
NJ
02/15/2002 - 02/24/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MN
04/06/2001 - 03/01/2002
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
11/30/1998 - 04/10/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/07/1997 - 12/02/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 04/17/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/17/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 04/09/2008
Series 7 - General Securities Representative Examination
BC
Issued 09/29/1998
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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