Unclaimed
Young jae Kim is a registered investment advisor representative with Hartford Funds. Young jae has been in the industry since 2015 and holds Series 7, 63 and 66 licenses as well as the SIE exam. Young jae specializes in providing investment advice to state governments in connection with 529 plans and model recommendations. Prior to joining Hartford Funds, Young jae was employed by Scottrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Strategic management for diversified investment portfolios.
Registrant provides investment advice to states in connection with 529 plans and model recommendations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees related to 529 plans and model recommendations.
1
2
PA
07/27/2018 - Present
Hartford Funds (WAYNE PA)
PA
04/09/2015 - 03/08/2018
SCOTTRADE, INC. (HATFIELD PA)
BOTH
Issued 02/13/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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